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NEW QUESTION: 1
In which of the following scenarios is an investment adviser representative required to disclose the fact that someone other than the representative performed the research on which his advice to the client is based?
I. The investment adviser representative recommends the same asset allocation for his client that a buddy of his did after his buddy had done some research for a client with similar characteristics.
II. The investment adviser representative provides a recommendation for his client based on research provided by a broker-dealer that provides the investment adviser with its analysts' recommendations in return for trades that the investment adviser executes using the services of the broker-dealer, as well as a couple of other research sources he finds on the internet.
III. The investment adviser representative submitted his client's information to a data base that provided a recommendation for the asset allocation of the client's investment monies that the adviser deemed was sound and, therefore, recommended it to his client.
A. II only
B. I and III only
C. III only
D. I only
Answer: B
Explanation:
Explanation/Reference:
Explanation: An investment adviser representative is required to disclose the fact that someone else performed the research on which advice to the client is based in scenarios described in I and III only. If the representative provides a recommendation to the client based solely on the recommendations provided by others to whom he provided the data, he must disclose this. However, if the adviser representative has based his recommendations on his own assessment of analysts' reports and recommendations, as is suggested in Selection II, then there is no disclosure requirement.
NEW QUESTION: 2
ネットワークにadatum.comという名前のActive Directoryドメインが含まれています。 ドメインはActive Directoryフェデレーションサービス（AD FS）を使用します。ADFSには、App1という名前のクレーム対応アプリケーションに対するRP1という名前の証明書利用者信頼があります。 ドメインには、次の表に示すユーザーが含まれます。
ネットワークには、次の表に示すネットワークセグメントが含まれます。.
次のアクセス制御ポリシーがRP1に割り当てられます。
以下の各ステートメントについて、ステートメントが真である場合は「はい」を選択します。 それ以外の場合は、「いいえ」を選択します。
注：それぞれの正しい選択には1ポイントの価値があります。
Answer:
Explanation:
NEW QUESTION: 3
Refer to the exhibit.
When users call number 00044156789453, they have to wait for several seconds before the call is sent. Which action sends the call immediately?
A. In the route pattern, check the Allow Device Override check box.
B. In the route pattern, check the Urgent Priority check box.
C. In the translation pattern, check the Route Next Hop By Calling Party Number check
box.
D. In the translation pattern, change the CSS.
Answer: B
NEW QUESTION: 4
Welche der folgenden Aussagen ist die BESTE Beschreibung eines zentralen Service Desks?
A. Der Desk bietet weltweiten 24-Stunden-Support
B. Es gibt einen einzigen Schreibtisch an einem Ort, der die gesamte Organisation bedient
C. Der Schreibtisch befindet sich innerhalb oder physisch in der Nähe der Benutzergemeinschaft, der er dient
D. Der Schreibtisch verwendet Technologie und andere Support-Tools, um den Eindruck zu erwecken, dass sich mehrere Schreibtischstandorte an einem Ort befinden
Answer: B
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