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Vendor: FINRA

Exam Code: SIE Dumps

Questions and Answers: 104

Product Price: $69.00

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NEW QUESTION: 1
What is the maximum number of disks that can be supported by an SC4020 running SCOS 6.6.4 or later?
A. 0
B. 1
C. 2
D. 3
Answer: C

NEW QUESTION: 2
Which of the following actions would be considered a violation of the Standards?
I.Drafts of engagement communications were reviewed with the audit client to obtain input. The client's comments were considered when developing the engagement final communication.
II.An auditor participated as part of a development team to review the control procedures to be incorporated into a major computer application under development.
III.Given limited resources,the chief audit executive performed a risk analysis to determine which functions to audit.
A. None of the above.
B. I,II,and III.
C. IIonly
D. I and IIIonly
Answer: A

NEW QUESTION: 3
You need to use the appropriate applications to meet requirements.
Which applications should you use? To answer, drag the appropriate applications to the correct requirements.
Each application may be used once, more than once, or not at all. You may need to drag the split bar between panes or scroll to view content.
NOTE: Each correct selection is worth one point.

Answer:
Explanation:



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