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Vendor: FINRA

Exam Code: SIE Dumps

Questions and Answers: 104

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NEW QUESTION: 1
Which of the following would most likely be a violation of the ACFE Code of Professional Ethics?
A. Stephanie, a CFE. accepted a fraud examination assignment and then instructed a lower-level employee to assess the company's cash records for signs of fraud She took his word when he said there was no evidence of wrongdoing and ended up failing to uncover a very costly fraud scheme.
B. All of the above are violations
C. Susan, a CFE was hired by a client to conduct a fraud examination but found nothing amiss A year later, she received a legal order from the local prosecutor's office to provide the client's file Susan complied with the court order, even though she did not have the client's authorization to do so
D. Green, a CFE. uncovered several material internal control deficiencies unrelated to the financial statement fraud he was investigating. In his final report to management. Green included information about the deficiencies even though they were unrelated to the situation he was hired to investigate.
Answer: A

NEW QUESTION: 2
Every company needs a formal written document which spells out to employees precisely what they are allowed to use the company's systems for, what is prohibited, and what will happen to them if they break the rules. Two printed copies of the policy should be given to every employee as soon as possible after they join the organization. The employee should be asked to sign one copy, which should be safely filed by the company. No one should be allowed to use the company's computer systems until they have signed the policy in acceptance of its terms.
What is this document called?
A. Penetration Testing Policy (PTP)
B. Information Audit Policy (IAP)
C. Company Compliance Policy (CCP)
D. Information Security Policy (ISP)
Answer: D

NEW QUESTION: 3
HOTSPOT
You need to deploy the application to the Windows Azure production environment to meet the business requirements.
What should you do? (To answer, select the appropriate button in the answer area.) Hot Area:

Answer:
Explanation:


NEW QUESTION: 4
Which two descriptions of a FabricPath network are true? (Choose two.)
A. Leaf nodes can be only Layer 3 devices.
B. A spine node connects to other switches in the fabric.
C. A spine node connects to servers.
D. There is a spanning-tree protocol running between leaf and spine switches.
E. A leaf node connects to servers.
Answer: B,E
Explanation:
Explanation
https://www.cisco.com/c/en/us/products/collateral/switches/nexus-9000-series- switches/guide-c07-730115.html


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